Compliance Officer

Location: New Kenyatta, Ugwuaji - Enugu

Industry: Banking – Microfinance Bank

Work Schedule: Monday – Friday

Job Summary

We are seeking a detail-oriented, ethical, and proactive Compliance Officer to ensure that the bank’s operations comply with applicable banking laws, regulatory requirements, internal policies, and industry standards.

The successful candidate will be responsible for monitoring compliance activities, identifying potential regulatory risks, supporting internal audits, and ensuring adherence to the guidelines of relevant regulatory authorities, including the Central Bank of Nigeria (CBN) and other applicable financial regulatory bodies.

The ideal candidate must have a strong understanding of microfinance banking operations, regulatory compliance, risk management, and anti-money laundering procedures.

Key Responsibilities

Monitor the bank’s operations to ensure compliance with applicable laws, CBN regulations, and internal policies.

Develop, review, and implement compliance policies, procedures, and internal controls.

Ensure adherence to Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), and Know Your Customer (KYC) requirements.

Conduct periodic compliance reviews and identify potential regulatory breaches or operational risks.

Prepare and submit regulatory reports and returns within stipulated deadlines.

Monitor changes in banking regulations and advise management on their implications for the bank’s operations.

Investigate compliance breaches, document findings, and recommend appropriate corrective actions.

Collaborate with internal audit, risk management, operations, and other departments to strengthen compliance practices.

Conduct compliance training and awareness sessions for staff.

Maintain accurate records of compliance activities, investigations, regulatory correspondence, and audit findings.

Follow up on identified compliance gaps to ensure timely resolution.

Support regulatory examinations, internal audits, and external inspections.

Requirements and Qualifications

Bachelor’s Degree in Accounting, Finance, Banking and Finance, Business Administration, Law, or a related field.

3–5 years of relevant experience in compliance, risk management, internal control, or regulatory affairs within the banking or financial services sector.

Good knowledge of CBN regulations and compliance requirements applicable to microfinance banks.

Understanding of AML/CTF regulations, KYC procedures, and financial crime prevention.

Professional certifications in compliance, risk management, anti-money laundering, or related fields will be an added advantage.

Strong analytical, investigative, and problem-solving skills.

Excellent written and verbal communication skills.

High level of integrity, confidentiality, accuracy, and attention to detail.

Proficiency in Microsoft Office applications and the ability to prepare clear compliance reports.

Key Competencies:

Regulatory knowledge and compliance monitoring.

Risk assessment and internal control.

Report writing and documentation.

Analytical thinking and problem-solving.

Professional ethics and confidentiality.

Communication and stakeholder management.

Time management and attention to detail.

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Minimum qualifications

BA/BSc/HND

How to apply

For Cashier, & Compliance Officer make us of this:

Send an updated CV to: careerng@fmragency.com

For Finance Manager, & Brand Manager make us of this:

Send an updated CV to: recruiter.u@fmragency.com

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